Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Institutions licensed in the United States and Canada
- Institutions35 regulators
- 139
- Licences marked regulated
- 358
- Offshore or exceeded scope
- 34
- Clone or revoked flags
- 7
13 matching institutions
1–13 of 13
| Institution | Licences on record | Warnings |
|---|---|---|
| Robinhood Robinhood Markets, Inc. | SIPCRegulatedSECRegulatedNYSDFSRegulated+6 more | 0 |
| OANDA OANDA AUSTRALIA PTY LTD | NFARegulatedIIROCRegulatedASICRegulated+3 more | 0 |
| StoneX StoneX Financial Inc. | NFARegulatedSECRegulatedASICRegulated+2 more | 0 |
| Straits Financial Group | NFARegisteredCFTCRegisteredMASRegulated | 0 |
| Forex GAIN Global Markets, Inc. | NFARegulatedASICRegulatedFSARegulated+2 more | 1 |
| ATC Brokers | NFARegisteredFCARegulatedCIMARegulated | 0 |
| AMP Global | NFAExceeded scopeCYSECRevoked | 0 |
| Kyte KYTE BROKING LIMITED | NFAExceeded scopeFCAExceeded scope | 0 |
| Seventy Brokers Seventy Investech (Vanuatu) Co., Limited | NFAUnauthorisedVFSCRevoked | 0 |
| CANNON CANNON TRADING COMPANY INC | NFARegulated | 0 |
| E TRADE E TRADE Securities LLC | NFASuspected clone | 0 |
| tastyfx | NFARegulated | 0 |
| TD Amertriade | NFARegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.