Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Institutions licensed in the United States and Canada
- Institutions35 regulators
- 139
- Licences marked regulated
- 358
- Offshore or exceeded scope
- 34
- Clone or revoked flags
- 7
7 matching institutions
1–7 of 7
| Institution | Licences on record | Warnings |
|---|---|---|
| TradeZero TradeZero International | IIROCRegulatedFINRARegulatedSECRegulated+1 more | 0 |
| OANDA OANDA AUSTRALIA PTY LTD | NFARegulatedIIROCRegulatedASICRegulated+3 more | 0 |
| CMCMarkets CMC Markets Asia Pacific PTY Ltd | IIROCRegulatedBaFinRevokedMASRegulated+3 more | 0 |
| Fortrade | IIROCRegulatedNBRBRegulatedCYSECRegulated+2 more | 0 |
| IB Interactive Brokers Hong Kong Limited | IIROCRegulatedFSARegulatedMASRegulated+2 more | 0 |
| VELOCITY VELOCITY TRADE LIMITED | IIROCRegulatedMASRegulatedFCARegulated+2 more | 0 |
| Questrade Questrade Inc. | IIROCRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.