Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Institutions licensed in the United States and Canada
- Institutions35 regulators
- 139
- Licences marked regulated
- 358
- Offshore or exceeded scope
- 34
- Clone or revoked flags
- 7
22 matching institutions
1–22 of 22
| Institution | Licences on record | Warnings |
|---|---|---|
| Farmers Farmers & Merchants Bank | SECRegulatedVBFIRegulatedFDICRegulated+1 more | 0 |
| American Express | FDICRegulatedFRSRegulatedOCCRegulated | 0 |
| BofA Bank of America | OCCRegulatedFDICRegulatedFRSRegulated | 0 |
| Cathay Bank | DFPIRegulatedFRSRegulatedFDICRegulated | 0 |
| Citibank, N.A. | OCCRegulatedFDICRegulatedFRSRegulated | 0 |
| Fifth Third Bank | FRSRegulatedOCCRegulatedFDICRegulated | 0 |
| KeyBank | FDICRegulatedOCCRegulatedFRSRegulated | 0 |
| MS Morgan Stanley | FRSRegulatedOCCRegulatedFDICRegulated | 0 |
| Texas Texas Security Bank | TDBRegulatedFDICRegulatedFRSRegulated | 0 |
| The Bank of New York Mellon | DFSRegulatedFDICRegulatedFRSRegulated | 0 |
| U.S. Bank U.S. Bancorp | FDICRegulatedOCCRegulatedFRSRegulated | 0 |
| Wells Fargo Wells Fargo & Company | FRSRegulatedFDICRegulatedFDICRegulated | 0 |
| MUFG Bank | FRSRegulatedOCCRegulatedHKMARegulated+4 more | 0 |
| Ally Financial Ally Financial Inc | FRSRegulatedFDICRegulated | 0 |
| Alma Alma Bank | FRSRegulatedFDICRegulated | 0 |
| East West Bank | FDICRegulatedFRSRegulated | 0 |
| GS The Goldman Sachs Group, Inc. | FRSRegulatedOCCRegulated | 0 |
| Popular Bank Popular, Inc. | FDICRegulatedFRSRegulated | 0 |
| State Street State Street Corporation | FRSRegulatedFDICRegulated | 0 |
| SVB Silicon Valley Bank | FDICRegulatedFRSRegulated | 0 |
| Deutsche Bank AG | FRSRegulatedECBRegulatedPRARegulated+1 more | 0 |
| M&T Bank M&T Bank Corporation | FRSRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.