Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Institutions licensed in the United States and Canada
- Institutions33 regulators
- 201
- Licences marked regulated
- 413
- Offshore or exceeded scope
- 32
- Clone or revoked flags
- 8
2 matching institutions
1–2 of 2
| Institution | Licences on record | Source score | Warnings |
|---|---|---|---|
| Cathay Bank | Federal Deposit Insurance Corporation (U.S. FDIC)RegulatedBoard of Governors of the Federal Reserve System (U.S. Fed)RegulatedCalifornia Department of Financial Protection and Innovation (DFPI)Regulated | 5.0 | 0 |
| DGH Draper Goren Holm | California Department of Financial Protection and Innovation (DFPI)RegisteredU.S. Securities and Exchange Commission (SEC)Registered | 2.0 | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.