Institution record
FINOWIZ
Finowiz Fintech Limited
- Source score
- 2.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (institutions licensed in the united states and canada) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage Financial Crimes Enforcement Network (FinCEN) | 31000251040869 | Regulated | Finowiz Fintech Limited | 2023-08-14 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing FINOWIZ against peer institutions in our institutions licensed in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| FINOWIZ (this record) | Financial Crimes Enforcement Network (FinCEN) | 1 / 1 | Risk level not supplied | 2.0 | 0 |
| Okcoin | Financial Crimes Enforcement Network (FinCEN)Financial Crimes Enforcement Network (FinCEN)SEC+3 | 3 / 6 | Risk level not supplied | 6.6 | 0 |
| OKCoin Japan | Financial Crimes Enforcement Network (FinCEN)Financial Crimes Enforcement Network (FinCEN)Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)+2 | 2 / 5 | Risk level not supplied | 5.0 | 0 |
| CoinZoom | SECDFIFinancial Crimes Enforcement Network (FinCEN)+1 | 2 / 4 | Risk level not supplied | 5.0 | 0 |
| UEEx | Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)Financial Crimes Enforcement Network (FinCEN)Financial Crimes Enforcement Network (FinCEN) | 0 / 3 | Risk level not supplied | 5.0 | 0 |
| Kraken | Financial Crimes Enforcement Network (FinCEN)Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)CBI+2 | 5 / 5 | Risk level not supplied | 7.7 | 0 |
FINOWIZ: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is FINOWIZ's regulatory licence status and supervisory authorisation?
In our imported dataset, FINOWIZ (legal entity reference: Finowiz Fintech Limited) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: Financial Crimes Enforcement Network (FinCEN) — licence 31000251040869, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Crimes Enforcement Network (FinCEN) public register.
Which of FINOWIZ's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on institutions licensed in the united states and canada. 1 of FINOWIZ's 1 licence records fall directly within this jurisdictional mandate: Financial Crimes Enforcement Network (FinCEN) (licence 31000251040869, regulated, entity: Finowiz Fintech Limited). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is FINOWIZ's institutional risk classification, enforcement exposure, and score profile?
FINOWIZ carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to FINOWIZ's platforms, entity structure, and complaints?
Before allocating capital or executing trades with FINOWIZ, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Crimes Enforcement Network (FinCEN).
Related institutional research & regulatory analysis
Editorial briefings and compliance research from AlphaPulse Finance relevant to FINOWIZ's supervisory scope.
Market Microstructure & Systematic Alpha
US & European Equity Market Microstructure in 2026: SEC Rule 605 Modernization, T+1 Settlement Liquidity Physics, and Systematic Execution Alpha
An empirical 2026 institutional research dossier examining SEC Rule 605 execution quality disclosures, DTCC NSCC T+1 margin reductions, tick-size regime shifts, and cross-venue systematic implementation shortfall across US NMS and European MiFID II dark/lit venues.
Central Bank Policy & Macro Rates
Federal Reserve Standing Repo Facility (SRF) Clearing Mechanics, TGA Rebuild Elasticity & SOFR-IORB Spread Dynamics (Q4 2026)
The Federal Reserve Standing Repo Facility (SRF) refers to the permanent overnight liquidity backstop administered by the Federal Reserve Bank of New York that caps secured U.S. dollar funding rates by lending cash against U.S. Treasury and Agency securities at the top of the FOMC target range [4.50%, Federal Reserve H.15 Release, October 2026]. As the U.S. Treasury General Account (TGA) rebuilds toward its $850 billion cash target [$850 billion, U.S. Treasury Quarterly Refunding Estimate, Q4 2026] and Overnight Reverse Repo (ON RRP) balances approach structural exhaustion at $142 billion [$142 billion, NY Fed Markets Desk Data, October 2026], commercial bank reserves bear 72% of incremental fiscal liquidity drain, driving episodic SOFR-IORB spread inversions on Treasury auction settlement dates.
market-insights
Federal Reserve and FDIC Publish Resolution Plan Feedback Letters for 15 Banking Organizations
Agencies publish resolution plan feedback letters for 15 banking organizations: Summary of the supplied material covering no source facts provided. Source details have not been independently verified.
market-insights
Federal Reserve Board finalizes changes to enhance the transparency and public accountability of its stress test and reduce volatility in its stress test-related capital requirements — AlphaPulse Finance Market Brief
Federal Reserve Board finalizes changes to enhance the transparency and public accountability of its stress test and reduce volatility in its stress test-related capital requirements: Summary of the supplied material covering SFC, FCA. Source details have not been independently verified.